Safe distance between guardrail bottom-most surface and top of floor
Sketches of stair design requirements
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This document provides building code specifications, sketches, photographs, and examples of defects used in inspecting indoor or outdoor guards or guard railings required at stairway landings, porches, decks, walkways, balconies.
A stair inspection checklist provided in this document outlines information to collect during a field investigation
of the condition of an interior or exterior stairway for safety defects. Having investigated cases of severe
injury related to falls and railing collapses we developed this field data collection checklist.
We also include references to key documents on building codes and stair and railing safety.
Stair Platform or Landing Guard railing Specifications & Defects
Here we detail the requirements for Guards (railings on landings and open hallways, porches, screened porches, balconies that are more than 30" above floors or grade).
For details of guardrail baluster spacing and design see Balusters. For more details about balusters (vertical spindles in railing construction) see stairway railing details at Railings for a discussion of safety barriers along stairs.
Stair Landings are required at top and bottom (with exceptions at top of interior stairs or in garage if door swings in, away from the stairs)
Stair landing minimum size in direction of travel (<= 36")
Examples of Stair Platform or Landing Defects
Guardrail or handrail not secured or wrong height;
Stair platform missing where required (total rise between floors > 12' for example)
Stair platform improper size or location
Landing is pitched, sloped, or damaged (trip hazard)
Guards (railings on landings and open hallways, porches, screened porches, balconies that are more than 30" above floors or grade): required and must be => 36" high
Guards on open side of stairs (of more than 30" above floor) must be => 34" high
Our photo shows a flimsy metal guardrail that was modified to install along a sloping ceiling, cut, and not properly secured; it led to a fall and serious injuries. In our experience even worse than a missing railing or guard is one which is loose or improperly constructed.
When someone is falling and tries to grab a flimsy collapsing railing, injuries are likely to be increased. In this case which we investigated, a painter on the catwalk where I am standing lost his balance, grabbed the railing to save himself, and fell, tangled in this metal railing, into an adjacent stairwell.
More Stair Railing & Guardrail Defects - too short, too loose and wobbly, too open, rotted connections
Our photographs just below show some common stair and guardrailing defects. Below right you can see that the guardrails are open and the connections at the post are rotted and loose. Below left shows that this is a rooftop balcony from which a fall could result in serious injury. A repairman had "glued" these joints with caulk, not a reliable nor safe job.
Our photographs below show two guardrail hazards. At below left the railing is 30 1/2" above the floor surface - too short for modern safety standards, though when the home was built in 1935, perhaps occupants were shorter. This railing was also very loose, needing extensive repair for safety. We suggested trying pre-drilling and trim screws to secure every baluster to the floor more soundly. If that repair was not possible or did not work, the railing might need to be disassembled and reinstalled properly.
The second guardrail photograph (below right) was taken at the top of an attic stairwell. The rail was open, a child hazard. Our opinion is also that horizontal railing members invite children to climb, and perhaps fall. Vertical balusters were needed. This rail, too, was a bit too short.
Balusters for Guards & Railings
Stairway handrail & stair balusters & guard details are in this sketch.
Balusters (vertical posts comprising the barrier in guards and railings)
Baluster opening between vertical members (maximum sphere passage <= 4 3/8")
Baluster opening in triangular area below guard bottom rail and stair tread (maximum sphere passage <= 6")
Hand-railing heights are given:
U.S. handrails for stairs with one side against a wall: 30-38"
U.S. handrails at open stairs: 34-38" above the stairs
Canadian stair handrails: 32-36" above the stairs
Wall clearance: Handrails along a wall must have at least 1.5" of clearance between the inside surface of the rail and the wall surface.
Railings should not project into the required width of the stairway by more than 4.5" at or below the handrail height above the stairs.
Floor clearance: OPINION: we recommend either 4" between bottom surface of the guardrail or stair rail bottom and the top of the floor surface, or use 2" or less to avoid a foot trap. See the foot trap anecdote we report just below.
Proper Space Between Balcony Handrail Bottom and Top Surface of Flooring
Question: What is the Proper Distance From Handrail Bottom Edge to Top of the Floor:
My husband and I are building a handrail for a balcony and queried a number of places on this site to determine the minimum distance from bottom of railing to floor (our design is similar to the many pictures shown where the distance from top and bottom of railing including baluster is less than the minimum 36" — railing does not go all the way to the floor). Dimensions that are absolutely referenced are the distance between balusters horizontally. Have we missed something? - Joan Florian
Answer:
In addition to a safe height to avoid a fall, the 4" spacing between balusters, which is intended to avoid a head trap for children, would apply to the space between the rail bottom and the floor top surface as well. You can make that space less than 4", but we wouldn't make it more than that.
We found that spaces smaller than 4" can also be a different sort of trap. We investigated a case in which a child got his foot stuck between balusters that were less than 4" apart. The risk is less, since a fall and strangulation are not a concern.
We responded to a hysterical telephone call, dashed across town to rescue the youngster, only to find that moments before our arrival, the child, (godson Joshua Waterman) had, on his own, turned his foot so that he could extricate himself without further adult intervention. It was probably the panic of feeling "stuck" that had trapped Josh in the first place.
To avoid a small-child foot-trap between the guardrail bottom (or stair railing bottom) and the floor surface, keep the opening at 4", or reduce it to 2" between the bottom edge of the guardrail and the top of the floor surface.
Examples of Guardrail Defects at Landings, Decks, Balconies
Guardrail wrong height (see photo): Guard railing wrong height on stairs (above) or landing (at left) - too low to grasp or too high to grasp, or too low to prevent falling off of a platform
Guardrail balusters improperly spaced - too far apart, falling hazard or head trap - this is a very common defect found on older exterior decks and porches, and on older-model steel circular stair kits and stair landings.
Guardrail balusters damaged, missing, loose, not secure
Newels or posts at ends of guard railing not secure, loose
Guardrail not secured
Horizontal "guardrail enclosures" (can be climbed by children).
Railing loose, not properly secured (litigation photos)
Railing missing
Railing wrong dimension - cannot grasp; railing does not permit continuous grasping over length
Building Codes Specifying Guard Railing Requirements
Sample excerpts of sources which a building code compliance inspector would be expected to cite in support of requiring a properly-designed, properly-secured guard rail include but are not limited to the citations below.
International Building Code 2000 (BOCA, ICBO, SBCCI)
1003.3.3.4 Stairway landings. There shall be a floor or landing at the top and bottom of each stairway. The width of landings shall not be less than the width of stairways they serve. Every landing shall have a minimum dimension measured in the direction of travel equal to the width of the stairway. Such dimension need not exceed 48 inches (1219 mm) where the stairway has a straight run.
1003.3.3.11.3 Handrail grasp ability. Handrails with a circular cross section shall have an outside diameter of at least 1.25 inches (32 mm) and not greater than 2 inches (51 mm) or shall provide equivalent grasp ability. If the handrail is not circular, it shall have a perimeter dimension of at least 4 inches (102 mm) and not greater than 6.25 inches (159 mm) with a maximum cross-section dimension of 2.25 inches (57 mm). Edges shall have a minimum radius of 0.125 inch (3.2 mm).
1607.7 Loads on Handrails, guards, grab bars and vehicle barriers
1607.7.1.1 Concentrated Load. Handrail assemblies and guards shall be able to resist a single concentrated load of 200 pounds (0.89kN), applied in any direction at any point along the top, and have attachment devices and supporting structure to transfer this loading to appropriate structural elements of the building.
1607.7.1.2 Components. Intermediate rails (all those except the handrail), balusters and panel fillers shall be designed to withstand a horizontally applied normal load of 50 pounds (0.22 kN) on an area not to exceed one square foot (305mm2) including openings and space between rails.
BOCA National Property Maintenance Code 1993:
PM-305.5 Stairs and railings: all interior stairs and railings shall be maintained in sound condition and good repair.
Commentary: Handrails, treads and risers must be structurally sound, firmly attached to the structure, and properly maintained to perform their intended function safely. During an inspection the code official should inspect all stringers, risers, treads, and handrails.
PM-305.6 Handrails and guards: Every handrail and guard shall be firmly fastened and capable of supporting normally imposed loads and shall be maintained in good condition.
Commentary: This section provides for the safety and maintenance of handrails and guards. See Section PM-702.9 for additional requirements.
PM-702.9 Stairways, handrails and guards: Every exterior and interior flight of stairs having more than four risers, and every open portion of a stair, landing or balcony which is more than 30 inches (762mm) high, nor more than 42 inches (1067mm) high, measured vertically above the nosing of the tread or above the finished floor of the landing or walking surfaces. Guards shall be not less than 30 inches (762mm) high above the floor of the landing or balcony.
Commentary: Handrails are required on all stairs more than four risers in height. Handrails cannot be less than 30 inches nor more than 42 inches above the nosing of the treads (see Figure PM-702.9).
Guards are required on the open side of stairs and on landings and balconies which are more than 30 inches above the floor or grade below. The guard must be at least 30 inches above the floor of the landing or balcony. Guards are to contain intermediate rails, balusters or other construction to reduce the chance of an adult or child from falling through the guard. If the guard is missing some intermediate rails or balustrades, it is recommended that the guard be repaired to its original condition if it will provide protection equivalent to the protection it provided when originally constructed.
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Thanks to reader Joan Florian for discussing handrail and baluster spacing over flooring - July 2010
Books & Articles on Building & Environmental Inspection, Testing, Diagnosis, & Repair
Our recommended books about building & mechanical systems design, inspection, problem diagnosis, and repair, and about indoor environment and IAQ testing, diagnosis, and cleanup are at the InspectAPedia Bookstore. Also see our Book Reviews - InspectAPedia.
The Home Reference Book - the Encyclopedia of Homes, Carson Dunlop & Associates, Toronto, Ontario, 2010, $69.00 U.S., is available from Carson Dunlop. The Home Reference Book is a bound volume of more than 450 illustrated pages that assist home inspectors and home owners in the inspection and detection of problems on buildings. The text is intended as a reference guide to help building owners operate and maintain their home effectively. InspectAPedia.com ® author/editor Daniel Friedman is a contributing author. Field inspection worksheets are included at the back of the volume.
"The Elimination of Unsafe Guardrails, a Progress Report," Elliott O. Stephenson, Building Standards, March-April 1993
"Are Functional Handrails Within Our Grasp" Jake Pauls, Building Standards, January-February 1991
Access Ramp building codes:
UBC 1003.3.4.3
BOCA 1016.3
ADA 4.8.2
IBC 1010.2
Access Ramp Standards:
ADA (Americans with Disabilities Act), Public Law 101-336. 7/26/90 is very often cited by other sources for good design of stairs and ramps etc. even where disabled individuals are not the design target.
ANSI A117.4 Accessible and Usable buildings and Facilities (earlier version was incorporated into the ADA)
ASTM F 1637, Standard Practice for Safe Walking Surfaces, (Similar to the above standards)
American Plywood Association, APA, "Portland Manufacturing Company, No. 1, a series of monographs on the history of plywood manufacturing",Plywood Pioneers Association, 31 March, 1967, www.apawood.org
Animal Allergens: Dog, Cat, and Other Animal Dander - Cleanup & Prevention Information for Asthmatics and regarding Indoor Air Quality.
Asbestos: How to find and recognize asbestos in buildings - visual inspection methods, list of common asbestos-containing materials
Asbestos products and their history and use in various building materials such as asphalt and vinyl flooring includes discussion which draws on Asbestos, Its Industrial Applications, D.V. Rosato, engineering consultant, Newton, MA, Reinhold Publishing, 1959 Library of Congress Catalog Card No.: 59-12535 (out of print).
Asbestos Identification and Testing References
Asbestos Identification, Walter C.McCrone, McCrone Research Institute, Chicago, IL.1987 ISBN 0-904962-11-3. Dr. McCrone literally "wrote the book" on asbestos identification procedures which formed
the basis for current work by asbestos identification laboratories.
Stanton, .F., et al., National Bureau of Standards Special Publication 506: 143-151
Pott, F., Staub-Reinhalf Luft 38, 486-490 (1978) cited by McCrone
ASHRAE resource on dew point and wall condensation - see the ASHRAE Fundamentals Handbook, available in many libraries. The following three ASHRAE Handbooks are also available at the InspectAPedia bookstore in the third page of our Insulate-Ventilate section:
2005 ASHRAE Handbook : Fundamentals : Inch-Pound Edition (2005 ASHRAE HANDBOOK : Fundamentals : I-P Edition) (Hardcover), Thomas H. Kuehn (Contributor), R. J. Couvillion (Contributor), John W. Coleman (Contributor), Narasipur Suryanarayana (Contributor), Zahid Ayub (Contributor), Robert Parsons (Author), ISBN-10: 1931862702 or ISBN-13: 978-1931862707
2004 ASHRAE Handbook : Heating, Ventilating, and Air-Conditioning: Systems and Equipment : Inch-Pound Edition (2004 ASHRAE Handbook : HVAC Systems and Equipment : I-P Edition) (Hardcover)
by American Society of Heating, ISBN-10: 1931862478 or ISBN-13: 978-1931862479
"2004 ASHRAE Handbook - HVAC Systems and Equipment The 2004 ASHRAE HandbookHVAC Systems and Equipment discusses various common systems and the equipment (components or assemblies) that comprise them, and describes features and differences. This information helps system designers and operators in selecting and using equipment. Major sections include Air-Conditioning and Heating Systems (chapters on system analysis and selection, air distribution, in-room terminal systems, centralized and decentralized systems, heat pumps, panel heating and cooling, cogeneration and engine-driven systems, heat recovery, steam and hydronic systems, district systems, small forced-air systems, infrared radiant heating, and water heating); Air-Handling Equipment (chapters on duct construction, air distribution, fans, coils, evaporative air-coolers, humidifiers, mechanical and desiccant dehumidification, air cleaners, industrial gas cleaning and air pollution control); Heating Equipment (chapters on automatic fuel-burning equipment, boilers, furnaces, in-space heaters, chimneys and flue vent systems, unit heaters, makeup air units, radiators, and solar equipment); General Components (chapters on compressors, condensers, cooling towers, liquid coolers, liquid-chilling systems, centrifugal pumps, motors and drives, pipes and fittings, valves, heat exchangers, and energy recovery equipment); and Unitary Equipment (chapters on air conditioners and heat pumps, room air conditioners and packaged terminal equipment, and a new chapter on mechanical dehumidifiers and heat pipes)."
1996 Ashrae Handbook Heating, Ventilating, and Air-Conditioning Systems and Equipment: Inch-Pound Edition (Hardcover), ISBN-10: 1883413346 or ISBN-13: 978-1883413347 ,
"The 1996 HVAC Systems and Equipment Handbook is the result of ASHRAE's continuing effort to update, expand and reorganize the Handbook Series. Over a third of the book has been revised and augmented with new chapters on hydronic heating and cooling systems design; fans; unit ventilator; unit heaters; and makeup air units. Extensive changes have been added to chapters on panel heating and cooling; cogeneration systems and engine and turbine drives; applied heat pump and heat recovery systems; humidifiers; desiccant dehumidification and pressure drying equipment, air-heating coils; chimney, gas vent, fireplace systems; cooling towers; centrifugal pumps; and air-to-air energy recovery. Separate I-P and SI editions."
Principles of Heating, Ventilating, And Air Conditioning: A textbook with Design Data Based on 2005 AShrae Handbook - Fundamentals (Hardcover), Harry J., Jr. Sauer (Author), Ronald H. Howell, ISBN-10: 1931862923 or ISBN-13: 978-1931862929
Brick Nogging, Historical Investigation and Contemporary Repair, Construction Specifier, April 2006. Historical use of brick in timber-framed buildings, drawing on the investigations of the Kent Tavern in Calais, VT.
"Brick nogging is a European method of construction which was brought to the new world in the early-nineteenth century. It was a common construction method that employed masonry as infill between the vertical uprights of wood framing." -- quoting the web article review.
Building Research Council, BRC, nee Small Homes Council, SHC, School of Architecture, University of Illinois at Urbana-Champaign, brc.arch.uiuc.edu. "The Small Homes Council (our original name) was organized in 1944 during the war at the request of the President of the University of Illinois to consider the role of the university in meeting the demand for housing in the United States. Soldiers would be coming home after the war and would be needing good low-cost housing. ... In 1993, the Council became part of the School of Architecture, and since then has been known as the School of Architecture-Building Research Council. ... The Council's researchers answered many critical questions that would affect the quality of the nation's housing stock.
How could homes be designed and built more efficiently?
What kinds of construction and production techniques worked well and which did not?
How did people use different kinds of spaces in their homes?
What roles did community planning, zoning, and interior design play in how neighborhoods worked
"An Example of Colonial Paneling", Norman Morrison Isham, The Metropolitan Museum of Art Bulletin, Vol. 6, No. 5 (May, 1911), pp. 112-116, available by JSTOR.
Dust from the World Trade Center collapse following the 9/11/01 attack: the lower floors of this building contained spray-on fire-proofing asbestos materials.
Energy Savers: Whole House Systems Approach to Energy Efficient Home Design [copy on file as /interiors/Whole_House_Energy_Efficiency_DOE.pdf ] - U.S. Department of Energy
"Energy Savers: Whole-House Supply Ventilation Systems [copy on file as /interiors/Energy_Savers_Whole-House_Supply_Vent.pdf ] - ", U.S. Department of Energy energysavers.gov/your_home/insulation_airsealing/index.cfm/mytopic=11880?print
"Energy Savers: Whole-House Exhaust Ventilation Systems [copy on file as /interiors/Energy_Savers_Whole-House_Exhaust.pdf ] - ", U.S. Department of Energy energysavers.gov/your_home/insulation_airsealing/index.cfm/mytopic=11870
"Energy Savers: Ventilation [copy on file as /interiors/Energy_Savers_Ventilation.pdf ] - ", U.S. Department of Energy
"Energy Savers: Natural Ventilation [copy on file as /interiors/Energy_Savers_Natural_Ventilation.pdf ] - ", U.S. Department of Energy
"Energy Savers: Energy Recovery Ventilation Systems [copy on file as /interiors/Energy_Savers_Energy_Recovery_Venting.pdf ] - ", U.S. Department of Energy energysavers.gov/your_home/insulation_airsealing/index.cfm/mytopic=11900
"Energy Savers: Detecting Air Leaks [copy on file as /interiors/Energy_Savers_Detect_Air_Leaks.pdf ] - ", U.S. Department of Energy
"Energy Savers: Air Sealing [copy on file as /interiors/Energy_Savers_Air_Sealing_1.pdf ] - ", U.S. Department of Energy
Falls and Related Injuries: Slips, Trips, Missteps, and Their Consequences, Lawyers & Judges Publishing, (June 2002), ISBN-10: 0913875430 ISBN-13: 978-0913875438 "Falls in the home and public places are the second leading cause of unintentional injury deaths in the United States, but are overlooked in most literature. This book is unique in that it is entirely devoted to falls. Of use to primary care physicians, nurses, insurance adjusters, architects, writers of building codes, attorneys, or anyone who cares for the elderly, this book will tell you how, why, and when people will likely fall, what most likely will be injured, and how such injuries come about. "
Fiberglass: Indoor Air Quality Investigations: Health Concerns About Airborne Fiberglass: Fiberglass in Indoor Air from HVAC ducts, and Building Insulation
Humidity: What indoor humidity should we maintain in order to avoid a mold problem?
Ice Dam Leaks in building attics and roof cavities, how to inspect for evidence of leaks, identify causes, and correct bad attic ventilation, improper roof venting, and these causes of attic mold or roof structure damage
Insulation: Selecting Insulation for New Home Construction, U.S. Department of Energy - "Your state and local building codes probably include minimum insulation requirements, but to build an energy-efficient home, you may need or want to exceed them. For maximum energy efficiency, you should also consider the interaction between the insulation and other building components. This is called the whole-house systems design approach."
Insulation Types, table of common building insulation properties from U.S. DOE. Readers should see INSULATION R-Values & Properties our own table of insulation properties that includes links to articles describing each insulation material in more detail.
Lighting, proper use of: proper aiming of a good flashlight can disclose hard to see but toxic light or white mold colonies on walls.
The National Institute of Standards and Technology, NIST (nee National Bureau of Standards NBS) is a US government agency - see www.nist.gov
"A Parametric Study of Wall Moisture Contents Using a Revised Variable Indoor Relative Humidity Version of the "Moist" Transient Heat and Moisture Transfer Model [copy on file as/interiors/MOIST_Model_NIST_b95074.pdf ] - ", George Tsongas, Doug Burch, Carolyn Roos, Malcom Cunningham; this paper describes software and the prediction of wall moisture contents. - PDF Document from NIS
Pergo AB, division of Perstorp AB, is a Swedish manufacturer or modern laminate flooring products. Information about the U.S. company can be found at http://www.pergo.com where we obtained historical data used in our discussion of the age of flooring materials in buildings.
Piquet Wall Construction: See this photo of
piquet wall construction - involving timber-framed wall construction with long top girts, diagonal timber bracing, and small diameter logs
placed vertically along with concrete chinking to fill in the wall plane.
Plank House Construction: weblog from plankhouse.wordpress.com/2009/01/25/plank-house-construction/ and where plank houses were built by native Americans, see
Large 1:6 Scale Plank House Construction / P8094228,
Photographer: Mike Meuser
06/12/2007 documented at yurokplankhouse.com where scale model Museum quality Yurok Plank Houses are being sold to raise money for the Blue Creek - Ah Pah Traditional Yurok Village project.
Re-Bath, tub lining products is a bath tub relining manufacturer and distributor located in Tempe, Arizona - see rebath.com
Rubblestone Wall Filler: See this Lartigue House using exterior-exposed rubblestone filler between vertical timbers of a post and beam-framed Canadian building.
Slips, Trips, Missteps and Their Consequences, Second Edition, Gary M. Bakken, H. Harvey Cohen,A. S. Hyde, Jon R. Abele, ISBN-13: 978-1-933264-01-1 or
ISBN 10: 1-933264-01-2,
available from the publisher, Lawyers ^ Judges Publishing Company,Inc., www.lawyersandjudges.com sales@lawyersandjudges.com and also from the InspectAPedia Bookstore (Amazon.com)
The Stairway Manufacturers' Association, (877) 500-5759, provides a pictorial guide to the stair and railing portion of the International Residential Code. [copy on file as http://www.stairways.org/pdf/2006%20Stair%20IRC%20SCREEN.pdf ] -
How to Clean Moldy Wood Framing & Sheathing How to clean/seal mold from/on exposed lumber or plywood subfloor or roof sheathing indoors - some suggestions based on our field and laboratory research
Lighting, proper use of: proper aiming of a good flashlight can disclose hard to see but toxic light or white mold colonies on walls.
Manufactured & Modular Homes: Modular Building Systems Association, MBSA, modularhousing.com, is a trade association promoting and providing links to contact modular builders in North America. Also see the Manufactured Home Owners Association, MHOAA, at www.mhoaa.us. The Manufactured Home Owners Association of America is a National Organization dedicated to the protection of the rights of all people living in Manufactured Housing in the United States.
Stuff that is not mold but is often mistaken for it - things you may not want to test. Also, not all "black mold" is toxic - here are examples of harmless black mold.
Mold-Resistant Building Practices, advice from an expert on how to prevent mold after a building flood and how to prevent mold growth in buildings by selection of building materials and by anti-mold construction details.
Slips, Trips, Missteps and Their Consequences, Gary M. Bakken, H. Harvey Cohen, Jon R. Abele, Alvin S. Hyde, Cindy A. LaRue, Lawyers and Judges Publishing; ISBN-10: 1933264012 ISBN-13: 978-1933264011
Slips, Trips, Missteps and Their Consequences, Second Edition, Gary M. Bakken, H. Harvey Cohen,A. S. Hyde, Jon R. Abele, ISBN-13: 978-1-933264-01-1 or ISBN 10: 1-933264-01-2, available from the publisher, Lawyers & Judges Publishing Company,Inc., www.lawyersandjudges.com sales@lawyersandjudges.com and also from the InspectAPedia Bookstore (Amazon.com)
Steps and Stairways, Cleo Baldon & Ib Melchior, Rizzoli, 1989.
"The Dimensions of Stairs", J. M. Fitch et al., Scientific American, October 1974.
"The Elimination of Unsafe Guardrails, a Progress Report," Elliott O. Stephenson, Building Standards, March-April 1993
"Are Functional Handrails Within Our Grasp" Jake Pauls, Building Standards, January-February 1991
"Weather-Resistive Barriers [copy on file as /interiors/Weather_Resistant_Barriers_DOE.pdf ] - ", how to select and install housewrap and other types of weather resistive barriers, U.S. DOE
Weaver: Beaver Board and Upson Board:
Beaver Board and Upson Board: History and Conservation of Early Wallboard, Shelby Weaver,
APT Bulletin, Vol. 28, No. 2/3 (1997), pp. 71-78, Association for Preservation Technology International (APT), available online at JSTOR.
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